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Regulation NMS
Results: 1042

#	Item
861	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BSE[removed]May 16, 2007 Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-05-17 17:09:10 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Regulation NMS Government Financial economics United States Securities and Exchange Commission United States securities law 73rd United States Congress
862	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]July 30, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modif Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-30 20:04:06 Financial system Regulation NMS Securities Exchange Act Consolidated Tape Association National best bid and offer New York Stock Exchange Market data National market system plan U.S. Securities and Exchange Commission Financial markets Financial economics Finance
863	MEMORANDUM November 20, 2013 To: File No[removed]From: Ilya Fradkin Division of Trading and Markets Re: Staff meeting with Two Sigma Securities, LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-22 15:18:45 Investment Stock market Dark liquidity Algorithmic trading Order Futures contract Trading room Regulation NMS Market depth Financial markets Financial economics Finance
864	Comments on File Nos. SR-NASD[removed]and[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-14 15:15:11 Financial economics Economy of New York City NASDAQ Securities Exchange Act Business U.S. Securities and Exchange Commission Regulation NMS Financial Industry Regulatory Authority Douglas Shulman United States Securities and Exchange Commission United States securities law Economy of the United States
865	March 8, 2005 Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-09 09:58:29 Financial system Finance Stock market Computer networking United States securities law Instinet Self-regulatory organization Securities Exchange Act Regulation NMS Financial regulation United States Securities and Exchange Commission Financial economics
866	SECURITIES AND EXCHANGE COMMISISON (Release No[removed]; File No. SR-OC[removed]September 15, 2006 Self-Regulatory Organization; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-18 14:38:02 Finance OneChicago LLC Securities Lending United States securities law Single-stock futures Commodity Futures Trading Commission Securities Exchange Act Arbitrage Regulation NMS Financial economics United States Securities and Exchange Commission Financial system
867	January 29, 2013 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-31 10:54:28 Financial economics NYSE Arca NASDAQ New York Stock Exchange Regulation NMS N share Stock market index NYSE Euronext Economy of the United States Stock market Investment
868	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]August 5, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-06 07:57:20 Investment Finance NASDAQ High-frequency trading Regulation NMS Securities Exchange Act Market maker Order Short Financial economics Financial markets Stock market
869	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-07 15:17:17 73rd United States Congress Stock market Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Order Schedule TO Financial economics Financial regulation United States Securities and Exchange Commission SEC filings United States securities law
870	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR- BATS[removed]October 11, 2013 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Amend Rule 12.6 to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-16 08:27:05 United States securities law Financial markets United States Securities and Exchange Commission Self-regulatory organizations Stock market Financial Industry Regulatory Authority Securities Exchange Act Broker-dealer Regulation NMS Financial economics Financial system Finance

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